Dougherty & Company LLC Innovative Financial Solutions Nationwide

Sales & Trading

Our Institutional Sales and Trading Team is more than just about the execution of transactions. We also provide timely market research, custom investment options, a variety of trade execution strategies and access to corporate issuers who provide insight on companies—all of which can help you make more informed investment decisions. We serve our institutional clients most effectively by providing insights concerning market conditions, trends, and investor sentiment through actionable research ideas.

Markets Made


EGHT 8X8 Inc.
ATEN A10 Networks, Inc
ARAY Accuray Incorporated
HIVE Aerohive Networks
AMOT Allied Motion
MDRX Allscripts Healthcare Solutions, Inc.
AMBA Ambarella, Inc.
AMEH Apollo Medical Holdings
APYX Apyx Medical Corporation
AQ Aquantia Corp
ATRO Astronics Corporation
ALOT ASTRONOVA Inc.
ASUR Asure Software Inc
AVID Avid Technology, Inc.
AXGN AxoGen, Inc.
AAXN Axon Enterprise Ince
AXTI AXT, Inc.
BAND Bandwidth, Inc
BKYI Bio-Key International Inc
BIOL Biolase, Inc.
BEAT Biotelemetry Inc
BCOV Brightcove
BBW Build a Bear Workshop
CSII Cardiovascular Systems inc.
TAST Carrols Restaurant Group Inc.
CSLT Castlight Health
CATS Catasys, Inc.
CHEK CheckCap Ltd.
CEMI Chembio Diagnostics, Inc.
CHFS CHF Solutions, Inc.
CIEN Ciena Corp
CRUS Cirrus Logic
CPSI Computer Programs and Systems, Inc.
CTRL Control4
CUI CUI Global
CYBR CyberArk Software, Ltd.
CYBE CyberOptics Corp
CY Cypress Semiconductor Corporation
TACO Del Taco Restaurants, Inc.
DMAC DiaMedica Therapeutics Inc.
DGII Digi International Inc.
SAUC Diversified Restaurant Holdings
DLB Dolby Laboratories, Inc.
DSPG DSP Group Inc.
BOOM Dynamic Materials Corporation
EMKR Emcore Corp
NDRAW Endra Life Sciences Inc Warrant
NDRA ENDRA Life Sciences Inc.
ETH Ethan Allen Interiors
EVLV EVINE LIVE, Inc.
FFIV F5 Networks Inc.
DAVE Famous Daves of America
FEYE FireEye
FIT Fitbit Inc.
FIVE Five below Inc.
FIVN Five9, Inc.
FTNT Fortinet, Inc.
FCEL FuelCell Energy Inc
GAIA Gaiam Inc.
GRMN Garmin Ltd.
GEOS Geospace Technologies
GOGO Gogo Inc.
GTIM Good Times Restaurants Inc.
GPRO Gopro Inc.
GHM Graham Corporation
HLIT Harmonic Inc
HIIQ Health Insurance Innovations
HMSY HMS Holdings Corp.
ICUI ICU Medical, Inc
IDSY ID Systems
IMAX Imax Corporation
IMMR Immersion Corporation
PI Impinj, Inc
INWK Innerworkings, Inc
INPX Inpixon
INSP Inspire Medical Systems, Inc.
IDCC InterDigital, Inc.
INAP Internap Network Services Corporation
INTT inTEST Corporation
IIN Intricon Corp
IPGP IPG Photonics Corporation
IRBT iRobot Corp
IRTC iRythm Technologies, Inc
ITI Iteris Inc
JBT John Bean Technologies Corporation
KN Knowles Corp
LSCC Lattice Semiconductor Corp
LMAT Lemaitre Vascular Inc
LBY Libbey inc.
LPTH Lightpath Technologies
LLNW Limelight Networks, Inc.
RAMP LiveRamp Holdings, Inc.
LOGM LogMein, Inc.
HZO MarineMax, Inc.
MDSO Medidata Solutions, Inc
MD Mednax, Inc.
MIME Mimecast Ltd
MKSI MKS Instruments Inc.
MODN Model N Inc
TYPE Monotype Imaging Holdings Inc.
MOTS Motus GI Holdings, Inc.
MOV Movado Group
MTBC MTBC, Inc.
NFLX Netflix, Inc.
NXGN NextGen Healthcare, Inc.
EGOV NIC Inc.
OLLI Ollie's Bargain Outlet Holdings, Inc.
OMCL Omnicell Inc.
OSPN Onespan, Inc.
OSIS OSI Systems, Inc.
PANW Palo Alto Networks
PEGA Pegasystems, Inc.
PGTI PGT Inc.
PXLW Pixelworks, Inc.
PLUG Plug Power Inc
PLM Polymet Mining Corp.
PRGX PRGX Global
PFPT Proofpoint Inc.
PRLB Proto Labs, Inc.
QTNA Quantenna Communications, Inc.
QUMU Qumu Corp
QUOT Quotient Technology
RDWR Radware Ltd
RAVN Raven Industries, Inc.
RNG Ringcentral Inc
RST Rosetta Stone Inc.
RBCN Rubicon Technology Inc
RTEC Rudolph Technologies
SEAC SeaChange Intl
SENS Senseonics Holdings, Inc.
SREV Servicesource Intl LLC
SSTI ShotSpotter, Inc.
SIEN Sientra, Inc.
SNBR Sleep Number Corp
SPAR Spartan Motors, Inc.
RGR Sturm Ruger and Co
SDPI Superior Drilling Products, Inc.
SRDX Surmodics, Inc
SYNA Synaptics Incorporated
TCMD Tactile Systems Technology, Inc.
TNDM Tandem Diabetes Care, Inc.
TGLS Technoglass Inc.
TNC Tennant Company
TVTY Tivity Health
TRNS Transcat, Inc
TRMB Trimble Navigation Limited
TWLO Twilio, Inc.
TYL Tyler Technologies, Inc.
UCTT Ultra Clean Holdings, Inc.
UEIC Universal Electronics Inc.
USPH US Physical Therapy Inc
VCRA Vocera Communications, Inc.
VG Vonage Holdings Corp
WMGI Wright Medical
ZIXI ZixCorp

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