Dougherty & Company LLC Innovative Financial Solutions Nationwide

Sales & Trading

Our Institutional Sales and Trading Team is more than just about the execution of transactions. We also provide timely market research, custom investment options, a variety of trade execution strategies and access to corporate issuers who provide insight on companies—all of which can help you make more informed investment decisions. We serve our institutional clients most effectively by providing insights concerning market conditions, trends, and investor sentiment through actionable research ideas.

Markets Made


EGHT 8X8 Inc.
ATEN A10 Networks, Inc
ARAY Accuray Incorporated
ALG Alamo Group, Inc.
AMOT Allied Motion
MDRX Allscripts Healthcare Solutions, Inc.
AMBA Ambarella, Inc.
AMEH Apollo Medical Holdings
APYX Apyx Medical Corporation
ATRO Astronics Corporation
ALOT ASTRONOVA Inc.
ASUR Asure Software Inc
AVID Avid Technology, Inc.
AXGN AxoGen, Inc.
AAXN Axon Enterprise Ince
AXTI AXT, Inc.
BAND Bandwidth, Inc
BBQ BBQ Holdings, Inc.
BKYI Bio-Key International Inc
BIOL Biolase, Inc.
BEAT Biotelemetry Inc
BCOV Brightcove
BBW Build a Bear Workshop
CSII Cardiovascular Systems inc.
TAST Carrols Restaurant Group Inc.
CSLT Castlight Health
CATS Catasys, Inc.
CHEK CheckCap Ltd.
CEMI Chembio Diagnostics, Inc.
CHFS CHF Solutions, Inc.
CIEN Ciena Corp
CRUS Cirrus Logic
CMCO Colombus McKinnon Corporation
CVGI Commercial Vehicle Group, Inc.
CPSI Computer Programs and Systems, Inc.
CUI CUI Global
CYBR CyberArk Software, Ltd.
CYBE CyberOptics Corp
CY Cypress Semiconductor Corporation
TACO Del Taco Restaurants, Inc.
DMAC DiaMedica Therapeutics Inc.
DGII Digi International Inc.
SAUC Diversified Restaurant Holdings
DLB Dolby Laboratories, Inc.
DSPG DSP Group Inc.
BOOM Dynamic Materials Corporation
ELMD Electromed, Inc.
EMKR Emcore Corp
NDRAW Endra Life Sciences Inc Warrant
NDRA ENDRA Life Sciences Inc.
ETH Ethan Allen Interiors
FFIV F5 Networks Inc.
FEYE FireEye
FIT Fitbit Inc.
FIVE Five below Inc.
FIVN Five9, Inc.
FTNT Fortinet, Inc.
GAIA Gaiam Inc.
GRMN Garmin Ltd.
GTIM Good Times Restaurants Inc.
GPRO Gopro Inc.
HLIT Harmonic Inc
IMAX Imax Corporation
IMMR Immersion Corporation
PI Impinj, Inc
INWK Innerworkings, Inc
INSP Inspire Medical Systems, Inc.
IDCC InterDigital, Inc.
INAP Internap Network Services Corporation
INTT inTEST Corporation
IIN Intricon Corp
IRBT iRobot Corp
IRTC iRythm Technologies, Inc
ITI Iteris Inc
KN Knowles Corp
LSCC Lattice Semiconductor Corp
LMAT Lemaitre Vascular Inc
LBY Libbey inc.
RAMP LiveRamp Holdings, Inc.
MNTX Manitex International, Inc.
MTW Manitowoc Company, Inc., (The)
MIME Mimecast Ltd
MODN Model N Inc
MOD Modine Manufacturing Company
MOTS Motus GI Holdings, Inc.
MTBC MTBC, Inc.
NFLX Netflix, Inc.
NXGN NextGen Healthcare, Inc.
EGOV NIC Inc.
OLLI Ollie's Bargain Outlet Holdings, Inc.
OMCL Omnicell Inc.
OSPN Onespan, Inc.
OSK Oshkosh Corporation
PANW Palo Alto Networks
PEGA Pegasystems, Inc.
PGTI PGT Inc.
PXLW Pixelworks, Inc.
PLUG Plug Power Inc
PLM Polymet Mining Corp.
PRGX PRGX Global
PFPT Proofpoint Inc.
PRLB Proto Labs, Inc.
QUMU Qumu Corp
QUOT Quotient Technology
RDWR Radware Ltd
RAVN Raven Industries, Inc.
RNG Ringcentral Inc
RST Rosetta Stone Inc.
RBCN Rubicon Technology Inc
SEAC SeaChange Intl
SENS Senseonics Holdings, Inc.
SREV Servicesource Intl LLC
SSTI ShotSpotter, Inc.
SIEN Sientra, Inc.
SNBR Sleep Number Corp
SPAR Spartan Motors, Inc.
RGR Sturm Ruger and Co
SDPI Superior Drilling Products, Inc.
SRDX Surmodics, Inc
SYNA Synaptics Incorporated
TCMD Tactile Systems Technology, Inc.
TNDM Tandem Diabetes Care, Inc.
TGLS Technoglass Inc.
TNC Tennant Company
TVTY Tivity Health
TTC Toro Company (The )
TRNS Transcat, Inc
TRMB Trimble Navigation Limited
TWLO Twilio, Inc.
TYL Tyler Technologies, Inc.
UCTT Ultra Clean Holdings, Inc.
UEIC Universal Electronics Inc.
USPH US Physical Therapy Inc
VCRA Vocera Communications, Inc.
VG Vonage Holdings Corp
WMGI Wright Medical
ZIXI ZixCorp

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