Dougherty & Company LLC Innovative Financial Solutions Nationwide

Sales & Trading

Our Institutional Sales and Trading Team is more than just about the execution of transactions. We also provide timely market research, custom investment options, a variety of trade execution strategies and access to corporate issuers who provide insight on companies—all of which can help you make more informed investment decisions. We serve our institutional clients most effectively by providing insights concerning market conditions, trends, and investor sentiment through actionable research ideas.

Markets Made


EGHT 8X8 Inc.
ATEN A10 Networks, Inc
ARAY Accuray Incorporated
ACXM Acxiom Corp
AEIS Advanced Energy Industries, Inc.
ANW Aegean Marine Petroleum Network Inc.
HIVE Aerohive Networks
AVAV AeroVironment, Inc.
AMOT Allied Motion
MDRX Allscripts Healthcare Solutions, Inc.
AMBA Ambarella, Inc.
ASYS Amtech Systems Inc.
ALOG Analogic Corporation
ASTE Astec Industries, Inc.
ATRO Astronics Corporation
ATHN athenahealth, Inc.
ATRC Atricure Inc.
AVID Avid Technology, Inc.
AVGR Avinger, Inc.
AXGN AxoGen, Inc.
AAXN Axon Enterprise Ince
AXTI AXT, Inc.
BKYI Bio-Key International Inc
BIOS BioScrip, Inc.
BEAT Biotelemetry Inc
BCOV Brightcove
BSFT Broadsoft, Inc.
BWLD Buffalo Wild Wings, Inc.
BBW Build a Bear Workshop
CALD Callidus Software Inc
CSII Cardiovascular Systems inc.
TAST Carrols Restaurant Group Inc.
CSLT Castlight Health
CBK Christopher and Banks Corp
CIEN Ciena Corp
CRUS Cirrus Logic
CLNE Clean Energy Fuels
CGNT Cogentix
COHU Cohu Inc
CPSI Computer Programs and Systems, Inc.
CTRL Control4
CUI CUI Global
CYBR CyberArk Software, Ltd.
CYBE CyberOptics Corp
CY Cypress Semiconductor Corporation
DAKT Daktronics, Inc.
TACO Del Taco Restaurants, Inc.
DGII Digi International Inc.
DGI DigitalGlobe, Inc.
SAUC Diversified Restaurant Holdings
DLB Dolby Laboratories, Inc.
DSPG DSP Group Inc.
BOOM Dynamic Materials Corporation
ELON Echelon Corporation
EGAN Egain Communications
EMKR Emcore Corp
NDRA Endra Life Sciences Inc
NDRAW Endra Life Sciences Inc Warrant
ERII Energy Recovery, Inc.
ENTG Entegris, Inc.
ETH Ethan Allen Interiors
EVLV EVINE LIVE, Inc.
FFIV F5 Networks Inc.
DAVE Famous Daves of America
FEYE FireEye
FIT Fitbit Inc.
FIVE Five below Inc.
FTNT Fortinet, Inc.
FCEL FuelCell Energy Inc
GRMN Garmin Ltd.
GEOS Geospace Technologies
GIMO Gigamon Inc.
ENT Global Eagle Entertainment Ince
GOGO Gogo Inc.
GTIM Good Times Restaurants Inc.
GPRO Gopro Inc.
GHM Graham Corporation
HLIT Harmonic Inc
HIIQ Health Insurance Innovations
HMSY HMS Holdings Corp.
ICUI ICU Medical, Inc
IDSY ID Systems
IMAX Imax Corporation
IMMR Immersion Corporation
INPX Inpixon
IDTI Integrated Device Technologyu
IDCC InterDigital, Inc.
INAP Internap Network Services Corporation
IIN Intricon Corp
IPGP IPG Photonics Corporation
IRBT iRobot Corp
ITI Iteris Inc
JMBA Jamba, Inc.
JBT John Bean Technologies Corporation
KN Knowles Corp
LMAT Lemaitre Vascular Inc
LBY Libbey inc.
LPTH Lightpath Technologies
LLNW Limelight Networks, Inc.
LOGM LogMein, Inc.
HZO MarineMax, Inc.
MD Mednax, Inc.
MIME Mimecast Ltd
MKSI MKS Instruments Inc.
MBLY Mobileye N.V.
MODN Model N Inc
TYPE Monotype Imaging Holdings Inc.
MOV Movado Group
NFLX Netflix, Inc.
EGOV NIC Inc.
OMCL Omnicell Inc.
OSIS OSI Systems, Inc.
PANW Palo Alto Networks
P Pandora Media, inc.
PEGA Pegasystems, Inc.
PGTI PGT Inc.
PXLW Pixelworks, Inc.
PLUG Plug Power Inc
PLM Polymet Mining Corp.
PRGX PRGX Global
PFPT Proofpoint Inc.
PRLB Proto Labs, Inc.
QSII Quality Systems, Inc.
QUMU Qumu Corp
QUOT Quotient Technology
RDWR Radware Ltd
RAVN Raven Industries, Inc.
RNG Ringcentral Inc
RBCN Rubicon Technology Inc
RTEC Rudolph Technologies
SEAC SeaChange Intl
SCSS Select Comfort Corporation
SREV Servicesource Intl LLC
AOBC Smith and Wesson Holding Corp
SODA SodaStream Intl Ltd.
SPAR Spartan Motors, Inc.
RGR Sturm Ruger and Co
SRDX Surmodics, Inc
SYNA Synaptics Incorporated
TGLS Technoglass Inc.
TNC Tennant Company
TSLA Tesla Motors, Inc.
TTC The Toro Company
TVTY Tivity Health
TRMB Trimble Navigation Limited
TYL Tyler Technologies, Inc.
UCTT Ultra Clean Holdings, Inc.
UEIC Universal Electronics Inc.
USPH US Physical Therapy Inc
VDSI VASCO Data Security International, Inc.
VCRA Vocera Communications, Inc.
VG Vonage Holdings Corp
WBT Welbilt Inc
WMGI Wright Medical
ZIXI ZixCorp

back to top